Our firm works with insurance agents & brokers in navigating regulatory issues at the Financial Services Regulatory Authority of Ontario (“FSRA”) and the Registered Insurance Brokers of Ontario  (“RIBO”). Our firm will assist insurance agents & brokers on the following regulatory issues:

  • Advising insurance agents & brokers on compliance with relevant legislation and standards, including: 
  • Responding to various inquiries at the FSRA and RIBO, including drafting responses to complaints that are reviewed by the Complaints Committee of the Council of the RIBO;
  • Advocating on behalf of insurance brokers at formal discipline hearings before the Discipline Committee of the Council of the RIBO;
  • Assisting insurance brokers with registration applications and advocating at hearings before the RIBO’s Qualification and Registration Committee;
  • Representing insurance brokers in appeals before the Divisional Court; 
  • Advising insurance agents and brokers on various practice issues, such as performance standards and employment/contract issues; and
  • Advising insurance agents and brokers on any new regulatory requirements that may come into force under the FSRA or any other new legislation.